SFMA Intermediaries Symposia 2023

Symposia on the new regulation for insurance intermediaries were held in Bern, Lausanne, Zurich and Lugano in October and November 2023. The most important changes and the need for action were explained and the reforms were discussed intensively by means of interactive surveys and a discussion panel.

This SFMA page gives applicants and supervised institutions a practical view of the finma intermediaries symposia 2023 topic. It explains when a licence, approval, notification or registration may be needed, what information should be prepared, and which changes may require contact with the authority.

What happens now?

This section explains how what happens now? affects the finma intermediaries symposia 2023 authorisation or registration topic. The relevant facts should be documented in a way that allows SFMA to understand the legal basis, operating responsibilities and supervisory implications.

Slides

This section explains how slides affects the finma intermediaries symposia 2023 authorisation or registration topic. The relevant facts should be documented in a way that allows SFMA to understand the legal basis, operating responsibilities and supervisory implications.

Preparing a complete file

Applicants should keep the submission concise but complete: describe the activity, legal structure, people responsible, control framework, financial resources, relevant documents and any cross-border elements. Where uncertainty remains, the issue should be highlighted early rather than left to emerge during review.